-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4Vl3/2+co6sJ1wcIrcnDdMZRFp9Vyr4qAbUpf43ML3zlnFupS2Ma/hRDU3H9uNM xaYXzDjdsDmWm//YYgxiZA== 0001032210-99-001255.txt : 19990819 0001032210-99-001255.hdr.sgml : 19990819 ACCESSION NUMBER: 0001032210-99-001255 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990818 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST BANCORPORATION INC CENTRAL INDEX KEY: 0000893467 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 911574174 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-56679 FILM NUMBER: 99695343 BUSINESS ADDRESS: STREET 1: PAULSEN CENTER 421 WEST RIVERSIDE STREET 2: SUITE 113 CITY: SPOKANE STATE: WA ZIP: 99201-0403 BUSINESS PHONE: 5094568888 MAIL ADDRESS: STREET 1: 421 WEST RIVERSIDE STREET 2: SUITE 113 CITY: SPOKANE STATE: WA ZIP: 99201-0403 FORMER COMPANY: FORMER CONFORMED NAME: INLAND NORTHWEST BANCORPORATION INC DATE OF NAME CHANGE: 19980428 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YANKE RONALD C CENTRAL INDEX KEY: 0001093023 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: P O BOX 5405 CITY: BOISE STATE: ID ZIP: 83705 BUSINESS PHONE: 2083428901 MAIL ADDRESS: STREET 1: P O BOX 5405 CITY: BOISE STATE: ID ZIP: 83705 SC 13D 1 SCHEDULE 13D FOR RONALD C. YANKE OMB APPROVAL OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response ... 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ____)* NORTHWEST BANCORPORATION, INC. ________________________________________________________________________________ (Name of Issuer) Common Stock ________________________________________________________________________________ (Title of Class of Securities) 667337109 _______________________________________________________________ (CUSIP Number) RONALD C. YANKE, P.O. Box 5405, Boise, Idaho 83705, (208) 342-8901 ________________________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 30, 1998 _______________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [_] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See section 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. CUSIP NO.667337109 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). RONALD C. YANKE - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) N/A (b) N/A - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS (SEE INSTRUCTIONS) PF - ------------------------------------------------------------------------------ 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) N/A - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER NUMBER OF 93,720/1/ SHARES ----------------------------------------------------------- 8. SHARED VOTING POWER BENEFICIALLY OWNED BY ----------------------------------------------------------- EACH 9. SOLE DISPOSITIVE POWER REPORTING 93,720/1/ PERSON ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER WITH - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 93,720/1/ - ------------------------------------------------------------------------------ 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) N/A - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.71%/2/ - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------ ________________________ /1/ Represents (i) 59,558 of common stock beneficially owned by Mr. Yanke together with (ii) in accordance with Rule 13.d-3(d), 34,162 shares of common stock which Mr. Yanke has the right to acquire pursuant to the exercise of warrants. /2/ This percentage is based upon a number of outstanding shares calculated as follows: (i) the number of shares outstanding as set forth in the most recent financial statement provided to the Board of Directors by the Issuer (1,215,342 as of May 31, 1999) which Mr. Yanke has no reason to believe is not current and (ii) the 34,162 shares which Mr. Yanke has the right to acquire pursuant to the exercise of the warrants, which shares therefore are deemed to be outstanding in accordance with Rule 13.d-3(d). 2 Item 1. Security and Issuer The class of equity securities to which this statement relates is common stock, without par value, of the Issuer, Northwest Bancorporation, Inc. The name of the Issuer previously was Inland Northwest Bancorporation, Inc.; the change of name was effective on Thursday, May 20, 1999. The address of the Issuer is 421 West Riverside Avenue, Spokane, Washington 99201. Item 2. Identity and Background a. Ronald C. Yanke b. P.O. Box 5405, Boise, Idaho 83705. c. Yanke Machine Shop, Inc., P.O. Box 5405, Boise, Idaho 83705, President. d. No criminal convictions. e. Not a party to any civil proceedings pertaining to federal or state securities laws within the last five years. f. U.S.A. citizen. Item 3. Source and Amount of Funds or Other Consideration The 59,558 shares of common stock owned beneficially and of record by Mr. Yanke were acquired with personal funds. Item 4. Purpose of Transaction The shares of common stock and warrants were acquired for investment purposes. Mr. Yanke has no current plans or proposals which relate to or would result in: a. The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; d. Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number of term of directors or to fill any existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the Issuer; f. Any other material change in the Issuer's business or corporate structure; g. Changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; 3 h. Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; i. Causing a class of equity securities of the Issuer to become eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or j. Any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer a. Mr. Yanke beneficially owns 93,720/1/ shares, constituting 7.71%/2/ of the outstanding shares of common stock of the Issuer. b. Sole Voting Power: 93,720/1/; Sole Dispositive Power: 93,720/1/; c. None. d. Not applicable. e. Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer None. ________________ /1/ Represents (i) 59,558 shares of common stock beneficially owned by Mr. Yanke together with (ii) in accordance with Rule 13.d-3(d), 34,162 shares of common stock which Mr. Yanke has the right to acquire pursuant to the exercise of warrants. /2/ This percentage is based upon a number of outstanding shares calculated as follows: (i) the number of shares outstanding as set forth in the most recent financial statement provided to the Board of Directors by the Issuer (1,215,342 as of May 31, 1999) which Mr. Yanke has no reason to believe is not current and (ii) the 34,162 shares which Mr. Yanke has the right to acquire pursuant to the exercise of the warrants, which shares therefore are deemed to be outstanding in accordance with Rule 13.d-3(d). 4 Item 7. Material to Be Filed as Exhibits None. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 21, 1999 Signatures: /s/ Ronald C. Yanke -------------------------------- Ronald C. Yanke Attention: International misstatements or omissions of fact constitute Federal criminal violations (See U.S.C. 1001). 5 -----END PRIVACY-ENHANCED MESSAGE-----